Time Period:
 

SEC Rule 606 Report - 1st Qtr 2018

 

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.221.740.04
Fidelity Capital Markets37.0836.9445.460.00
Knight Equity Markets, LP24.1824.1524.1292.00
JEFFRIES18.2518.4010.100.00
Bank of America Merrill Lynch3.993.993.610.00
UBS Securities LLC2.422.441.650.00
Citigroup Global Markets2.422.460.520.00
JP Morgan Securities, Inc.2.021.965.150.00
Goldman Sachs2.002.030.004.00
Morgan Stanley1.441.441.440.00
BMO Capital Markets1.281.300.000.00

Securities Listed on the Nasdaq Stock Market

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0097.192.730.08
Fidelity Capital Markets37.9637.8841.8410.53
Knight Equity Markets, LP25.2625.1726.5989.47
JEFFRIES17.0917.358.240.00
Citigroup Global Markets4.144.240.620.00
Bank of America Merrill Lynch2.822.774.670.00
BMO Capital Markets2.362.410.620.00
Goldman Sachs1.811.860.160.00
UBS Securities LLC1.701.711.240.00
JP Morgan Securities, Inc.1.521.415.750.00
Morgan Stanley0.840.840.930.00


Securities Listed on NYSE Arca or Regional Exchanges

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.081.880.03
Goldman Sachs11.9012.140.000.00
Fidelity Capital Markets10.6010.5911.110.00
Knight Equity Markets, LP7.877.819.8866.67
Citigroup Global Markets6.977.090.620.00
Goldman Sachs6.546.670.000.00
Credit Suisse6.486.590.620.00
JEFFRIES5.775.852.160.00
Citibank Options INST4.754.840.000.00
Fidelity Capital Markets4.414.367.410.00
JP Morgan Securities, Inc.4.004.032.470.00
Crédit Lyonnais3.533.590.310.00
Charles Schwab3.523.580.620.00