Time Period:
 

SEC Rule 606 Report - 3rd Qtr 2018

 

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.321.670.01
Fidelity Capital Markets56.6156.7449.190.00
Knight Equity Markets, LP25.0024.8931.34100.00
JEFFRIES3.703.741.870.00
Bank of America Merrill Lynch2.612.603.000.00
Citigroup Global Markets1.641.660.500.00
UBS Securities LLC1.451.461.250.00
Morgan Stanley1.401.411.000.00
JP Morgan Securities, Inc.1.141.084.990.00
Goldman Sachs0.780.790.000.00
Credit Suisse0.700.682.000.00
Charles Schwab0.660.660.370.00

Securities Listed on the Nasdaq Stock Market

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0097.022.950.03
Fidelity Capital Markets55.9056.5535.050.00
Knight Equity Markets, LP24.2724.1926.01100.00
Citigroup Global Markets3.893.971.090.00
JEFFRIES3.623.594.830.00
Bank of America Merrill Lynch1.581.436.850.00
JP Morgan Securities, Inc.1.421.0912.310.00
Goldman Sachs1.251.270.470.00
BMO Capital Markets1.041.070.000.00
Credit Suisse1.030.944.050.00
UBS Securities LLC1.021.011.400.00
Morgan Stanley0.960.951.250.00


Securities Listed on NYSE Arca or Regional Exchanges

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0097.412.590.00
Citigroup Global Markets14.1314.413.890.00
Goldman Sachs12.6212.960.000.00
Fidelity Capital Markets10.1910.0116.670.00
Charles Schwab7.828.030.000.00
Morgan Stanley6.997.160.560.00
Credit Suisse6.646.800.560.00
Crédit Lyonnais6.536.700.000.00
ITG5.045.180.000.00
Knight Equity Markets, LP4.524.505.560.00
Bank of America Merrill Lynch4.384.471.110.00
FIDELITY2.422.480.000.00