Time Period:
 

SEC Rule 606 Report - 3rd Qtr 2017

 

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0097.271.990.74
Fidelity Capital Markets31.8532.0235.050.52
Knight Equity Markets, LP25.0325.2025.510.79
JEFFRIES18.2318.5210.420.00
Bank of America Merrill Lynch3.573.182.4358.64
ITG3.073.150.000.00
BMO Capital Markets2.712.560.1929.58
Goldman Sachs2.062.120.100.00
Citigroup Global Markets1.972.000.970.00
UBS Securities LLC1.731.722.630.00
Morgan Stanley1.431.432.140.00
Credit Suisse1.431.422.430.00
JP Morgan Securities, Inc.1.301.168.670.00

Securities Listed on the Nasdaq Stock Market

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0097.162.690.15
Fidelity Capital Markets32.4832.5232.730.00
Knight Equity Markets, LP25.2525.1429.9312.12
JEFFRIES16.8817.158.060.00
BMO Capital Markets3.803.860.1627.27
Citigroup Global Markets3.693.713.293.03
Bank of America Merrill Lynch2.572.482.9654.55
Credit Suisse2.312.331.640.00
Goldman Sachs2.272.301.320.00
ITG2.112.170.000.00
UBS Securities LLC1.521.415.430.00
Barclays Capital Inc.1.111.130.660.00
Morgan Stanley0.930.911.970.00


Securities Listed on NYSE Arca or Regional Exchanges

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0099.420.570.01
ITG35.9936.190.000.00
UBS11.7311.800.000.00
Goldman Sachs8.558.600.000.00
Goldman Sachs6.456.480.000.00
Citigroup Global Markets5.615.623.510.00
Fidelity Capital Markets5.195.1119.300.00
Bank of America Merrill Lynch5.055.053.510.00
FIDELITY3.703.730.000.00
Knight Equity Markets, LP3.022.8728.07100.00
JEFFRIES2.262.238.770.00
Credit Suisse2.212.213.510.00
Charles Schwab2.202.210.000.00