Time Period:
 

SEC Rule 606 Report - 2nd Qtr 2019

 

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.381.610.00
Fidelity Capital Markets54.8754.9053.1250.00
Knight Equity Markets, LP34.3934.5027.5150.00
UBS Securities LLC2.292.292.030.00
JP Morgan Securities, Inc.1.541.476.100.00
Charles Schwab1.481.491.080.00
Morgan Stanley1.241.241.080.00
Bank of America Merrill Lynch0.790.790.950.00
Stifel Nicolaus0.720.720.680.00
Pershing0.550.560.140.00
Raymond James0.390.400.000.00

Securities Listed on the Nasdaq Stock Market

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0097.702.280.01
Fidelity Capital Markets54.7555.2035.840.00
Knight Equity Markets, LP36.5936.6732.62100.00
UBS Securities LLC1.471.480.860.00
Charles Schwab1.441.470.210.00
JP Morgan Securities, Inc.1.181.037.940.00
Morgan Stanley0.940.940.860.00
JEFFRIES0.470.346.440.00
Stifel Nicolaus0.460.470.000.00
ISI GROUP0.450.392.790.00
Bank of America Merrill Lynch0.430.382.580.00


Securities Listed on NYSE Arca or Regional Exchanges

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0096.523.480.00
Fidelity Capital Markets51.4951.4951.430.00
Knight Equity Markets, LP24.3323.8737.140.00
Knight Equity Markets, LP8.398.690.000.00
Fidelity Capital Markets8.048.330.000.00
UBS Securities LLC1.491.540.000.00
JEFFRIES1.191.230.000.00
ISI GROUP0.990.777.140.00
JP Morgan Securities, Inc.0.790.820.000.00
Credit Suisse0.500.510.000.00
JP Morgan Securities, Inc.0.400.410.000.00