Time Period:
 

SEC Rule 606 Report - 1st Qtr 2019

 

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.681.320.00
Fidelity Capital Markets60.4160.6046.710.00
Knight Equity Markets, LP29.8829.8433.090.00
UBS Securities LLC1.871.890.590.00
Bank of America Merrill Lynch1.841.832.640.00
JP Morgan Securities, Inc.1.471.3410.540.00
Morgan Stanley1.131.130.880.00
Charles Schwab0.810.810.290.00
Stifel Nicolaus0.600.600.290.00
Pershing0.590.590.440.00
JEFFRIES0.360.360.590.00

Securities Listed on the Nasdaq Stock Market

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.031.950.02
Fidelity Capital Markets62.7063.1839.100.00
Knight Equity Markets, LP29.6429.5533.40100.00
Bank of America Merrill Lynch1.301.225.500.00
UBS Securities LLC1.271.252.240.00
JP Morgan Securities, Inc.1.231.136.520.00
Morgan Stanley0.710.701.220.00
Charles Schwab0.560.570.200.00
JEFFRIES0.560.513.050.00
Credit Suisse0.380.342.650.00
Pershing0.290.300.000.00


Securities Listed on NYSE Arca or Regional Exchanges

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0096.323.680.00
Fidelity Capital Markets44.9945.1241.570.00
Knight Equity Markets, LP28.1027.7238.200.00
Fidelity Capital Markets12.4212.851.120.00
Knight Equity Markets, LP3.393.315.620.00
JP Morgan Securities, Inc.1.371.254.490.00
UBS Securities LLC1.121.160.000.00
Morgan Stanley1.031.070.000.00
Bank of America Merrill Lynch1.031.070.000.00
UBS Securities LLC0.950.990.000.00
Morgan Stanley0.750.770.000.00