Time Period:
 

SEC Rule 606 Report - 1st Qtr 2019

 

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.471.530.00
Fidelity Capital Markets61.3361.5845.570.00
Knight Equity Markets, LP28.5328.4732.280.00
UBS Securities LLC2.132.160.420.00
JP Morgan Securities, Inc.1.651.4911.810.00
Bank of America Merrill Lynch1.601.592.740.00
Morgan Stanley0.970.970.630.00
Pershing0.710.710.630.00
Stifel Nicolaus0.680.690.210.00
Charles Schwab0.550.550.420.00
Goldman Sachs0.370.380.000.00

Securities Listed on the Nasdaq Stock Market

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0097.652.320.03
Fidelity Capital Markets62.5863.3431.440.00
Knight Equity Markets, LP28.9828.8035.41100.00
Bank of America Merrill Lynch1.421.344.820.00
JP Morgan Securities, Inc.1.351.197.930.00
UBS Securities LLC1.331.302.830.00
Goldman Sachs0.620.630.280.00
Morgan Stanley0.540.521.420.00
JEFFRIES0.500.423.680.00
Charles Schwab0.410.410.280.00
Credit Suisse0.410.343.120.00


Securities Listed on NYSE Arca or Regional Exchanges

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0095.464.540.00
Fidelity Capital Markets44.9444.9943.940.00
Knight Equity Markets, LP22.9921.9943.940.00
Fidelity Capital Markets9.7710.240.000.00
JP Morgan Securities, Inc.9.439.664.550.00
Goldman Sachs5.095.340.000.00
Knight Equity Markets, LP2.412.520.000.00
UBS Securities LLC1.241.231.520.00
JEFFRIES0.550.580.000.00
Bank of America Merrill Lynch0.410.430.000.00
Credit Suisse0.340.360.000.00