Time Period:
 

SEC Rule 606 Report - 2nd Qtr 2018

 

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.181.780.03
Fidelity Capital Markets35.2935.2737.450.00
Knight Equity Markets, LP24.9024.7531.9593.33
JEFFRIES20.2920.508.810.00
Bank of America Merrill Lynch3.573.582.940.00
UBS Securities LLC2.302.302.820.00
Citigroup Global Markets2.012.040.610.00
Morgan Stanley1.861.842.570.00
Barclays Capital Inc.1.451.470.370.00
JP Morgan Securities, Inc.1.261.204.650.00
BMO Capital Markets1.181.200.240.00

Securities Listed on the Nasdaq Stock Market

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0096.823.120.07
Fidelity Capital Markets38.3738.5034.957.14
Knight Equity Markets, LP23.8823.8224.6678.57
JEFFRIES17.4917.6213.620.00
Citigroup Global Markets5.175.301.060.00
Barclays Capital Inc.2.532.581.060.00
BMO Capital Markets2.072.140.000.00
UBS Securities LLC2.021.973.337.14
Bank of America Merrill Lynch1.611.524.087.14
JP Morgan Securities, Inc.1.060.915.900.00
Morgan Stanley0.950.931.360.00


Securities Listed on NYSE Arca or Regional Exchanges

Route VenuesTotal(%)Market Order(%)Limit Order(%)Other Order(%)
Total %100.0098.261.740.00
Fidelity Capital Markets9.219.285.430.00
Goldman Sachs8.538.680.000.00
Crédit Lyonnais7.227.340.450.00
Citigroup Global Markets6.406.510.000.00
Bank of America Merrill Lynch6.186.261.810.00
Citibank Options INST6.076.180.000.00
Fidelity Capital Markets5.074.9213.570.00
Charles Schwab4.174.240.000.00
Knight Equity Markets, LP3.763.6310.860.00
ITG2.942.990.000.00
JEFFRIES2.722.722.710.00
Knight Equity Markets, LP2.482.388.140.00
Credit Suisse2.322.360.450.00